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General
Provisions
Article
1
The Canadian
Commercial Arbitration Centre
1. The Canadian
Commercial Arbitration Centre (hereafter the “Centre” ) is a non-profit
organization which seeks in particular to promote and facilitate the resolution
of disputes by means of arbitration, in accordance with the procedure laid down
in its International Arbitration Rules (hereafter the “Rules”).
2. The
Centre is not a body for settling the disputes submitted to arbitration in
accordance with its Rules. The role of the Centre is to ensure the application
of the Rules.
3. The
functions entrusted to the Centre under the Rules are of a purely
administrative nature. The decisions taken by the Centre with regard to
disputes submitted to arbitration in accordance with the Rules are final,
without appeal and do not state the reasons upon which they are based.
4. The
Centre may provide its services directly or, if the parties have mutually
agreed, through the facilities of arbitral institutions with which it has
entered into a cooperation agreement.
Article
2
Scope
of Application
1.
Where parties have agreed to settle a dispute by means of arbitration under the
auspices of the Centre without designating the applicable rules and that
dispute denotes an international commercial character, they are deemed to have
submitted the dispute to arbitration in accordance with the Rules.
2.
Where parties have submitted or are deemed to have submitted a dispute to
arbitration in accordance with the Rules, the dispute shall be settled in
accordance with the Rules in effect at the date of commencement of the arbitral
procedure, unless the parties have agreed otherwise.
3. The
Rules govern the arbitration except where, and insofar as, they are in conflict
with any rules of law from which the parties may not depart.
Article
3
Definitions
and Interpretation
1. In
the Rules:
a)
“Tribunal” means one or more arbitrators;
b)
“Claimant” or “Respondent” refers to one or more claimants or respondents;
c)
“Party” means, as the case may be, the Claimant or the Respondent whereas “parties”
designates the Claimant and the Respondent;
d)
“Award” includes in particular an interim, a partial or a final Award.
2. The
Rules shall be interpreted taking into account their international character
and the general principles of international commercial arbitration from which
they draw inspiration.
3. In
all matters not expressly provided for in the Rules, the Centre and the
Tribunal shall act in the spirit of the Rules and shall make every effort to
bring the arbitration to its conclusion and ensure that the Award is
enforceable.
Article
4
Confidentiality
1.
Unless otherwise agreed by the parties, the Centre, the arbitrators and the
parties undertake to keep confidential and not to disclose or to use outside of
the arbitral procedure any information not otherwise in the public domain which
was obtained or generated by virtue of the arbitration, including the existence
of the arbitration itself as well as the decisions and deliberations of the
Tribunal.
2. The
information referred to in paragraph 1 may be disclosed, in good faith, only
insofar as it is strictly necessary to satisfy a legal requirement. A party who
intends to proceed with such a disclosure shall give reasonable advance notice
to all other parties involved.
3. The
information referred to in paragraph 1 may also be disclosed in good faith in
order to protect or to pursue a legal right, particularly in the context of
legal proceedings seeking the enforcement or the annulment of an Award made by
the Tribunal.
4. A
party shall be responsible for the breach by its employees or its advisors of
any duty of confidentiality owed under the Rules. A party who calls witnesses
shall inform them of such duty and shall invite them to subscribe thereto.
Article
5
Waiver
A party
who knows of a failure to comply with any provision of the Rules, any other
rules applicable to the arbitral proceedings, any direction given by the
Tribunal, or any requirement under the arbitration agreement relating to the
constitution of the Tribunal, or to the conduct of the arbitral proceedings,
and yet proceeds with the arbitration without raising its objection without
undue delay shall be deemed to have waived its right to object.
Article
6
Exclusion
of Liability
Neither
the Centre – including its employees, directors, advisors, members and the
members of each of its related bodies – nor the Tribunal and the Tribunal
experts are liable for any act or omission in relation to the arbitration and
they cannot be compelled to testify or to make any statements with regard to the
arbitration.
Article
7
Representation
and Assistance
The
parties may be represented or assisted by the persons of their choice. The
names and details of such representatives, as well as any changes in connection
thereto, shall be communicated immediately to the other party, the Centre and
the Tribunal.
Article
8
Default
Procedure
If any
of the parties refuses or fails to take part in the arbitration or any stage
thereof, the arbitration shall proceed notwithstanding such refusal or failure.
Article
9
Notifications
and Time limits
1.
Unless otherwise agreed by the parties, all notifications or communications
shall be in writing and delivered with acknowledgement of receipt or
transmitted by any rapid means of communication providing evidence of its
transmission.
2. A
notification or other communication shall be deemed effective if made to the
last known address of the party or its representative to whom it is addressed .
3. All
notifications and communications made prior to the constitution of the
Tribunal, except with regard to the Request for Arbitration and the Answer to
the Request, shall be transmitted to the Centre and to the other party.
Additional copies shall be simultaneously supplied to the Centre in a number
sufficient for constituting a file for each arbitrator. A copy of any other
notification or communication emanating from the parties or the Tribunal shall
be transmitted to the Centre, where the latter is not the intended recipient.
4. Any
time limit triggered by a notification or communication shall start on the day
following the day when the notification or communication is received. If the
last day of the time limit is an official holiday or a non-business day in the
place where it is received, the time limit shall be extended until the next
business day. Official holidays and non-business days are included in the
calculation of time limits.
5.
Parties may agree to abridge any time limit fixed under the Rules. When such an
agreement is reached after the constitution of the Tribunal, it shall take
effect only with the Tribunal’s consent.
6. A
time limit provided under the Rules, whether fixed by the Tribunal or agreed
upon by the parties for the purposes of the arbitral procedure, including time
limits related to any notification or communication between the parties, may,
at any time, be extended or reduced by the Tribunal or, if needed by the
Centre. The Tribunal is not, however, empowered under any circumstances to
extend a time limit that has been imposed on it. The Centre may, however, grant
such an extension even when the time limit has expired.
Article
10
Settlement
of the dispute
At any
stage of the arbitration, the parties may attempt to settle the dispute by such
means as negotiation, mediation or conciliation. When requested by all parties
and under conditions determined by the Centre, it shall suspend the arbitral
proceedings in order to allow the parties to discuss a settlement.
Commencement
of the Arbitration
Article
11
Request
for Arbitration
1. A
party wishing to submit a dispute to arbitration under the Rules shall file a
written Request for Arbitration (the “Request”) with the Centre.
2. The
date of the commencement of the arbitral procedure shall be the date on which
the Centre receives the Request.
3. In
particular, the Request shall contain:
a) a
request that the dispute be referred to arbitration in accordance with the
Rules;
b) the
name and descriptions, capacity and address, telephone and fax numbers, and electronic
mail address for each party;
c) a
statement as to the nature of the dispute and the circumstances out of which it
arose;
d) a
summary of the substance of the Request, the relief sought and, to the extent
possible, the amount(s) claimed;
e) a
copy of the relevant arbitration agreement as well as any documents and
particulars of such nature as to establish clearly and sufficiently the
substance of the dispute, including the contracts in relation to which the
dispute has arisen;
f) any
proposal or comment from the Claimant as to the seat of the arbitration,
applicable rules of law, the language of the arbitral proceedings and the
constitution of the Tribunal (number of arbitrators, choice, capacity or
identity and appointment procedure)
4. The
Request shall be filed with the Centre in as many copies as are needed for
constituting the Centre's file and each arbitrator’s file, as well as for
notifying each Respondent.
5. The
Request shall be accompanied by the payment of the registration fees.
6. In
the event that the Claimant fails to comply with one of the requirements set
out in paragraphs 3, 4 and 5, the Centre may fix a time limit within which the
Claimant must comply, failing which the Request shall be archived and the
arbitral procedure deemed never to have commenced.
7. The
Centre shall notify the Request to the Respondent and inform the parties of the
date of the commencement of the arbitral procedure.
Article
12
Answer
to the Request for Arbitration and Counterclaim
1.
Within 30 days from the notification of the Request by the Centre, the
Respondent shall file its Answer to the Request for Arbitration (the “Answer”)
which shall contain, in particular :
a) its
name and descriptions, capacity and address, telephone and fax numbers, and
electronic mail address;
b) its
comments as to the nature and the circumstances of the dispute giving rise to
the claim and its positions with regard to the allegations of the Claimant;
c) its
own statement as to the nature of the dispute and the circumstances out of
which it arose;
d) its
position with regard to the claim, the relief sought, and, if any, the
amount(s) claimed;
e) any
proposal or comment as to the seat of the arbitration, the applicable rules of
law, the language of the arbitral proceedings and the constitution of the
Tribunal (number of arbitrators, choice, capacity or identity and appointment
procedure) in response, as the case may be, to proposals, comments or
indications made by the Claimant.
2. Any
counterclaim(s) made by the Respondent shall be filed with the Answer and shall
contain, in particular:
a) a
request that the dispute be referred to arbitration in accordance with the
Rules;
b) a
statement as to the nature of the dispute giving rise to the counterclaim and
the circumstances out of which it arose;
c) a
summary of the substance of the claim, the relief sought and, to the extent
possible, the amount(s) claimed d) a copy of the relevant arbitration agreement
as well as any documents and particulars of such nature as to establish clearly
and sufficiently the substance of the dispute, including the contracts in
relation to which the dispute has arisen.
3. The
Answer shall be filed with the Centre in as many copies as are needed for
constituting the Centre's file and each arbitrator’s file, as well as for
notifying each Claimant.
4. The
Centre shall notify the Answer to the Claimant.
5. The
Claimant may submit a Reply to any counterclaim within 30 days from the date
when the counterclaim was notified by the Centre.
Article
13
Consolidation
When a
party submits a Request in connection with a legal relationship in respect of
which an arbitral procedure between the same parties is already pending under
the Rules, the Centre may, at the request of a party, decide to include the
claims contained in the Request in the pending arbitral procedure if it is
satisfied that the arbitration agreements are compatible and that consolidation
would be appropriate.
Article
14
New
Parties
1.
Before the Tribunal has been constituted, the parties may mutually agree to
include in the arbitral procedure, as Claimant or Respondent, any new party who
agrees thereto.
2. The
new parties shall be entitled to respond, in accordance with the Rules, within
30 days after the file has been communicated to them by the Centre and, as the
case may be, to make their own claims.
Article
15
New or
Modified Claims
1.
Before the Tribunal has been constituted, the parties may submit new or
modified claims or counterclaims to the Centre which shall, upon receipt,
notify the parties involved thereof. The parties shall respond to the new or
modified claims or counterclaims within a period of 30 days.
2.
After the Tribunal has been constituted, no party shall make new or modified
claims or counterclaims unless it has been authorized to do so by the Tribunal,
which shall consider the nature of such claims or counterclaims, the stage of
the arbitral procedure and other relevant circumstances.
The
Arbitral Tribunal
Article
16
Autonomy
of the Parties and Role of the Centre
1.
Insofar as the parties have not agreed otherwise, the Tribunal shall be
constituted in accordance with the provisions of Article 17 of the Rules.
2. Any
arbitrator designated by the parties or one of them, by co-arbitrators or by
any other authority pursuant to a procedure agreed upon by the parties, shall
be subjected to confirmation by the Centre.
3.
Where the Centre is required to appoint an arbitrator, it shall be at liberty
to choose any person whom it regards as suitable. It shall consider, in particular,
the arbitrator's nationality, residence and other relationships with the
countries of which the parties are nationals as well as the arbitrator's
availability and ability to conduct the arbitration in accordance with the
Rules.
4.
Unless the parties are all of the same nationality, each one of them may
require that the sole arbitrator or the presiding arbitrator of the Tribunal be
of a nationality other than those of the parties.
Article
17
Constitution
of the Tribunal
1.
Where the parties have not agreed on the number of arbitrators within a period
of 30 days from the notification to the Respondent of the Request for
Arbitration, the Centre shall appoint a sole arbitrator. However, if the Centre
decides that the circumstances of the case are such as to warrant the
constitution of a Tribunal of three arbitrators, it shall promptly inform the
parties thereof.
2.
Where the parties have agreed that the dispute shall be settled by a sole
arbitrator, they may, by agreement, designate the sole arbitrator. If the
parties fail to agree on the identity of the sole arbitrator within a period of
30 days from the notification to the Respondent of the Request for Arbitration,
the sole arbitrator shall be appointed by the Centre.
3.
Where the parties have agreed that the dispute shall be referred to a Tribunal
of three arbitrators, each party shall designate one arbitrator in the Request
and the Answer, respectively. The co-arbitrators shall jointly designate the
presiding arbitrators.
4.
Where the Centre has determined that the constitution of a Tribunal of three
arbitrators is appropriate, the Claimant shall designate an arbitrator within a
period of 15 days from the notification of the decision of the Centre, and the
Respondent shall designate an arbitrator within a period of 15 days from the
notification of the appointment or confirmation by the Centre of the first
co-arbitrator. The co-arbitrators shall jointly designate the presiding
arbitrators.
5.
Where a Tribunal of three arbitrators is to be constituted:
a) If a
party fails to designate an arbitrator within the prescribed time limits, the
appointment shall be made by the Centre. The presiding arbitrator of the
Tribunal shall be designated jointly by the co-arbitrators;
b) In
the absence of a joint designation of the presiding arbitrator by the
co-arbitrators within a period of 15 days from the notification of the
appointment or confirmation by the Centre of the second co-arbitrator, the
presiding arbitrator shall be appointed by the Centre.
6.
Where the constitution of the Tribunal proves to be difficult or in order to
ensure its validity, the Centre may appoint any arbitrator or each of them and
designate, if needed, a presiding arbitrator, or take any other measures it
considers necessary.
Article
18
Independence,
Impartiality and Undertaking of the Arbitrator
1.
Every arbitrator must remain independent and impartial at all times.
2.
Before he agrees to serve, a prospective arbitrator shall sign a statement of
independence and impartiality. The arbitrator shall disclose in writing to the
Centre any facts or circumstances which might be of such a nature as to raise a
reasonable doubt with regard to his independence or impartiality.
3. The
Centre shall notify the statement referred to in paragraph 2 to the parties,
who shall communicate their comments, if any, within a period of 15 days.
4. At
any stage of the arbitral procedure, an arbitrator shall immediately disclose
in writing to the Centre, to the parties and to the other members of the
Tribunal, any facts or circumstances that may arise during the arbitral
procedure and which might be of such a nature as to raise a reasonable doubt
with regard to his independence or impartiality.
5. By
agreeing to serve, every arbitrator undertakes to make himself available and to
carry the arbitral procedure to its conclusion with diligence, and in
accordance with the Rules.
Article
19
Challenge
of an Arbitrator
1. The
challenge of an arbitrator, whether for an alleged lack of independence or
impartiality or an alleged lack of the qualifications agreed to by the parties,
shall be made by the submission to the Centre of a written statement specifying
the facts and circumstances on which
the challenge is based.
2. For
a challenge to be admissible, it must be notified to the Centre by a party
either within 20 days from the notification of the appointment or confirmation
of the arbitrator, or within 20 days from the date when the party making the
challenge was informed of the facts and circumstances on which the challenge is
based, if such date is subsequent to the latter notification.
3. The
Centre shall decide on the admissibility and on the merits of the challenge
after it has afforded the parties, the arbitrator concerned and any other
members of the Tribunal an opportunity to comment in writing.
4. The
challenged arbitrator may request the Centre to be relieved of his duties,
without such action implying acceptance of the validity of the grounds for the
challenge.
Article
20
Resignation
and Dismissal
1. An
arbitrator may be relieved of his duties upon the acceptance by the Centre of
his resignation or upon the request of all parties.
2. If
an arbitrator fails to fulfil his functions, or for any reason is prevented
from fulfilling them with diligence and in accordance with the Rules, the
Centre may, at the request of a party or on its own initiative, relieve the
arbitrator of his duties.
3. When
the Centre contemplates the possibility of relieving an arbitrator of his
duties, it shall decide on the matter, if applicable, after it has afforded an
opportunity for the parties, the arbitrator concerned and any other members of
the Tribunal to comment in writing.
Article
21
Replacement
1. If
any vacancy occurs within the Tribunal, the Centre shall proceed as soon as
possible with the appointment of a substitute arbitrator, in accordance with
the original appointment procedure. In cases where an arbitrator designated by
a party is successfully challenged or otherwise relieved of his duties, the
Centre, taking into account the circumstances of the case and the principle of
equality between the parties, may bypass the original procedure and proceed
directly with the appointment of a substitute arbitrator.
2. Once
reconstituted, the Tribunal shall determine if and to what extent prior
arbitral proceedings shall be repeated.
3.
Where a vacancy within a Tribunal of three members occurs after the closing of
the arbitral proceedings, the remaining arbitrators, taking into account the
circumstances of the case and after consultation with the parties, may decide
to bring the arbitration to its conclusion without a substitute arbitrator
being appointed.
The
Arbitral Proceedings
Article
22
Language
of the Arbitral Proceedings
1. In
the absence of an agreement between the parties, the Tribunal shall determine
the language or languages of the arbitral proceedings, taking into
consideration the circumstances of the case and any observations of the parties.
2.
Before the Tribunal has been constituted and in the absence of an agreement
between the parties, the Centre may, at the request of a party and taking into
consideration the circumstances of the case and any observations of the
parties, may provisionally determine the language of the arbitral proceedings.
Article
23
Seat of
the Arbitration
1. In
the absence of an agreement between the parties, the Tribunal shall fix the
seat of the arbitration taking into consideration the circumstances of the case
and any observations of the parties.
2.
Hearings and meetings shall be conducted at the seat of the arbitration.
However, after consultation with the parties and unless they have agreed
otherwise, the Tribunal may conduct hearings and meetings at any location it
considers appropriate.
3. The
Tribunal may deliberate at any location it considers appropriate.
4.
Before the Tribunal is constituted and in the absence of an agreement between
the parties, the Centre may, at the request of a party and taking into
consideration the circumstances of the case and any observations of the
parties, provisionally determine the seat of the arbitration.
Article
24
Applicable
Rules of Law
1. The
parties shall be free to agree upon the rules of law to be applied by the
Tribunal to the merits of the dispute. In the absence of such agreement, the
Tribunal shall apply the rules of law which it determines to be appropriate.
2. In
all cases the Tribunal shall take account of the provisions of the contract and
the relevant trade usages.
3. The
Tribunal shall assume the powers of an amiable compositeur or decide ex
aequo et bono only if the parties have agreed to give it such powers.
4.
Unless they agree otherwise, the parties expressly waive and forego any right
to punitive or exemplary damages insofar as such waiver can validly be made.
The conduct of the parties during the arbitral proceedings may however be taken
into account by the Tribunal in the apportionment of the costs of the
arbitration.
Article
25
Pleas
as to the Jurisdiction of the Tribunal
1. The
Tribunal shall have the power to rule on its own jurisdiction, including any
objections with respect to the scope, existence or validity of the arbitration
agreement. The Tribunal shall rule on such objections as a preliminary matter or
as part of the final Award.
2. The
Tribunal shall have the power to determine the existence or validity of a
contract of which an arbitration agreement forms part. Such an Arbitration
Agreement shall be treated as an agreement independent of the other terms of
the contract. A decision by the Tribunal that the contract is null and void
shall not, for that reason alone, render invalid the Arbitration Agreement
included in the contract.
Article
26
Interim
and Conservatory Measures
1. The
Tribunal may, at the request of a party, order any interim or conservatory
measure it deems appropriate having regard to the circumstances of the case.
2. A
party may apply to any competent judicial authority for interim or conservatory
measures and such application shall not be deemed to be a waiver of the
arbitration agreement.
3.
Notice of any application made to a judicial authority shall be given without
delay to the Centre and, if it is constituted, to the Tribunal.
Article
27
Transmission
of the File
The
Centre shall transmit the file to the Tribunal as soon as the latter has been
constituted. The Tribunal shall only rule on claims for which the required
advance on costs has been duly paid.
Article
28
Conduct
of the Arbitral Proceedings
1.
While ensuring that each party has an equal and reasonable opportunity to
present its case, the Tribunal shall conduct the proceedings with diligence,
using the means it considers appropriate.
2. In
the interest of efficiency, the Tribunal may hold a preparatory conference with
the parties for the purpose of determining, in particular, the organization,
the sequence and the schedule of the proceedings.
3.
After consultation with the parties, the Tribunal shall decide which written
statements, if any, shall be submitted by the parties at each stage of the
proceedings and according to the sequence which it determines.
4. With
the authorization of the parties or of the Tribunal, the presiding arbitrator
acting alone may take any measure with regard to the proceedings, subject to
review by the Tribunal.
Article
29
Evidence
1. If a
party so requests, the Tribunal shall organise a hearing for the purpose of
taking evidence from the parties, the witnesses, or any other person. In the
absence of such a request, the Tribunal shall decide whether to hold a hearing,
or to conduct the proceedings on the basis of documents and other materials
alone.
2. When
a hearing is to be held, the Tribunal shall give the parties reasonable advance
notice thereof. Unless the parties agree otherwise, all hearings shall be held
in private.
3.
Before a hearing, the Tribunal may require either party to reveal the identity
of the witnesses it wishes to call, as well as of the subject matter of their
testimony.
4. The
witnesses may be examined, under the control of the Tribunal, by each of the
parties. The Tribunal may put questions to the witnesses at any stage of the
examination.
5. The
Tribunal may, after consultation with the parties, appoint one or more experts
to assist it. The written report of an expert appointed by the Tribunal shall
be communicated to the parties who, if one of the parties so requests, shall be
given the opportunity to put questions to the expert at a hearing. The opinion
of an expert on the issues submitted to him shall be subject to the Tribunal's
power of assessment.
6. At
any stage of the proceedings, the Tribunal may, at the request of a party or on
its own initiative, order a party to produce such documents or other evidence
as it considers necessary or useful.
7. The
Tribunal shall determine the admissibility, relevance and weight of any
evidence submitted to it.
Article
30
Closing
of the Proceedings
1. When
the parties have agreed to it or when the Tribunal is satisfied that the
parties have had a reasonable opportunity to present their cases, the Tribunal
shall declare the proceedings closed. Thereafter, no further statements or
arguments may be submitted, or evidence produced.
2.
Before the Award is made and in the presence of exceptional circumstances, the
Tribunal may decide to reopen the proceedings while ensuring that the parties
have an equal opportunity to be eard.
Award
Article
31
Making
of the Award
1. The
Tribunal shall make its Award within six months from the date when the file was
transmitted to it.
2. When
the Tribunal is composed of more than one arbitrator, an Award is given by a
majority decision. If there is no majority, the Award shall be made by the
presiding arbitrator alone.
3. The
Award shall be made in writing and shall state the reasons upon which it is
based. It shall be signed by all of the arbitrators. If one of the arbitrators
refuses to sign the Award or is unable to do so, the other arbitrators shall
make mention of the situation and the Award shall have the same effect as if it
had been signed by all of the arbitrators.
4. The
Award shall be deemed to have been made at the seat of the arbitration and on
the date stated therein.
Article
32
Settlement
and Award by Consent of the Parties
1. If,
before a final Award is made, the parties reach a settlement, they may notify
the Centre of their intention to terminate the arbitral procedure.
2. At
the request of the parties, the Tribunal may record the settlement in the form
of an Award. Such Award shall indicate that it is made by consent of the
parties; it need not state any other reasons.
Article
33
Notification
1.
Before it is signed, the Award shall be transmitted to the Centre which may
bring matters of form to the attention of the Tribunal.
2. Once
the Award has been signed, the Centre shall notify an original to each party
without delay.
3. An
original of each Award made in accordance with the present Rules shall be kept
by the Centre. Copies of the Award duly certified to be true by the Centre,
shall be delivered only to the parties who request them.
4. By
virtue of the notification made in accordance with paragraph 2, the parties
waive any other form of notification or deposit on the part of the Tribunal.
5. The
Tribunal and the Centre shall assist the parties in complying with whatever
further formalities may be necessary.
Article
34
Correction
and Interpretation
1. On
its own initiative, the Tribunal may correct any clerical or typographical errors,
any computational errors or any errors of a similar nature contained in the
Award, provided such correction is submitted to the Centre within 30 days of
the date of the said Award.
2. At
the request of a party, the Tribunal may correct an error of the kind referred
to in paragraph 1 or provide an interpretation of its Award, provided that such
a request is submitted to the Centre within 30 days of the notification of the
Award. Before deciding, the Tribunal shall grant the other party an additional 30
days to submit any comments and it shall notify its decision to the Centre
without delay.
3. The
Tribunal shall make its decision in writing. The decision to correct or to
interpret the Award shall take the form of an addendum which shall be deemed to
constitute an integral part of the Award. The provisions of the Rules relating
to the Award shall apply, modified as necessary, to this decision.
Article
35
Additional
Award
1. The
Tribunal may, at the request of a party, make an additional Award as to any
claim duly presented during the arbitral proceedings but not dealt with in the
Award, provided that such a request is submitted to the Centre within 30 days
from the notification of the Award. Before deciding on the request, the
Tribunal shall ensure that the parties have had the opportunity to be heard.
2. The
Tribunal shall make its decision in writing. The provisions of the Rules
relating to the Award shall apply, modified as necessary, to this decision. If
the Tribunal decides to make an additional Award, it shall do so not later than
60 days following the notification of the request.
Article
36
Enforceability
The
Award shall be binding, final and without appeal. By submitting their dispute
to arbitration under the present Rules, the parties undertake to carry out
without delay the Award that will be made and they shall be deemed to have
waived their right to any form of recourse insofar as such waiver can validly
be made, with the exception of any annulment proceedings which may be initiated
in a court of law at the seat of the arbitration.
Fees and
Expenses
Article
37
Costs
of the Arbitration
1. The
costs of the arbitration shall include :
a) the
fees and expenses of the arbitrators as fixed by the Centre;
b) the
expenses related to the organization and the holding of any hearing;
c) the
fees and expenses of the experts appointed by the Tribunal;
d) the
administrative fees as fixed by the Centre;
e) the
registration fees.
2. The
final Award shall fix the costs of the arbitration and decide which of the
parties shall bear them or in what proportion they shall be shared between them.
3. In
its Award, the Tribunal may, taking into consideration the circumstances of the
case and the outcome of the arbitration, order a party to pay any reasonable
expenses incurred by the other party in presenting its case, including those
incurred for legal representatives and witnesses.
Article
38
Fees
1. The
fees of the arbitrators and the administrative fees shall be calculated in
accordance with the schedule of fees in force at the date of the commencement
of the arbitral procedure.
2. For
the purpose of calculating the fees, the value of a claim or counterclaim which
is not quantified or only partially quantified, shall be fixed by the Centre.
3. If
one of the parties claims a right to a set-off with regard to either a claim or
a counterclaim, such set-off may be accounted for in the same way as a separate
claim for the purpose of calculating the fees.
4.
Before the Award is made, the Centre shall fix the final amount of the
arbitrators' fees and expenses and the Centre's fees, taking into consideration
the circumstances of the case.
5.
Separate fee arrangements between the parties and the arbitrator are contrary
to the Rules.
Article
39
Advance
on costs
1. As
soon as practicable, the Centre shall fix the advance on costs which must be
paid in accordance with the applicable schedule. Each party shall pay half of
the advance on costs; a party may, however, pay the whole of the advance on
costs, should the other party fail to pay its share.
2.
Where a counterclaim is submitted, the Centre may, depending on the
circumstances, fix separate advances on costs for the claim and the
counterclaim.
3. When
a request for an advance on costs has not been complied with within a time
limit fixed by the Centre, the claim to which the advance on costs relates
shall be considered withdrawn.
4. The
Centre may readjust the amount of the advance on costs at any stage of the
arbitral procedure.
5. At
any stage of the arbitral proceedings, the Tribunal shall communicate to the
Centre any relevant indications as to the value of the claims and the
complexity of the dispute.
6. The
notification of a final Award shall be conditional upon the required advance on
costs being fully paid.
7.
After notification of the Award to the parties, the Centre shall, in accordance
with the said Award, render an account to the parties of the sums deposited and
return to them any unexpended balance.